HUD Handbook 4000.1 IV.A.2 — Claim Types

hud-4000-1-iv-a-2

HUD Single-Family Housing Policy Handbook 4000.1, Section IV.A.2. See obligation entries for operative requirements and verbatim primary-source citations.

Get this register: .xlsx .csv More bundles →

source:
  type: regulation
  id: hud-4000-1-iv-a-2
  authority: HUD Handbook 4000.1 IV.A.2 — Claim Types
  description: |
    HUD Single-Family Housing Policy Handbook 4000.1, Section IV.A.2.
    See obligation entries for operative requirements and verbatim
    primary-source citations.
obligations:
  - id: hud-4000-1-iv-a-2-only-enumerated-claim-types
    canonical_id: hud-4000-1-iv-a-2-only-enumerated-claim-types
    section: HUD Handbook 4000.1 IV.A.2 — Claim Types
    description: |
      [LENDER] may submit only the enumerated Single Family forward
      Mortgage claim types listed in IV.A.2 (Claim Type 01 Conveyances,
      02 Assignment/SFLS, 05 Supplemental, 06 CWCOT, 07 PFS, 31 Special
      Forbearance, 32 FHA-HAMP / Loan Modification / Disaster Loan
      Modification, 33 Partial Claim variants and Payment Supplement
      variants).
    type: do
    audit_question: For every FHA insurance claim submitted, can [LENDER] evidence that the Claim Type used is one of the enumerated Single Family forward Mortgage Claim Types listed in IV.A.2?
    program_review: Do the P&Ps ensure only the enumerated Single Family forward Mortgage Claim Types (01, 02, 05, 06, 07, 31, 32, 33 variants) are submitted?
    file_review: Pull filed claims; confirm each Claim Type used is one of the enumerated IV.A.2 types.
    judgment: false
    feeds: []
    workflow_phase: claims
    owner_role: claims_specialist
    secondary_owner_role: compliance_officer
    cadence: per-claim-submission
    consequence: ''
    tags:
      - round-b
      - regulator-direct
      - hud-handbook-4000-1
      - fha
      - claims
      - claim-types
      - promoted
    primary_source:
      tier: 1
      authority: HUD Handbook 4000.1 IV.A.2 — Claim Types
      source_class: hud-handbook-4000-1
      source_url: https://www.hud.gov/hud-partners/single-family-handbook-4000-1
      snapshot_id: 8c03836f77f317e1
      fetched_at: '2026-05-23T00:28:40Z'
      content_hash: sha256:411430f29b13f9b54a2ebb0e6f6e7087ecd2b90d0da22eb0c8c792eaa2d7d0df
      paragraph_quote: 'Mortgagees may submit the following claim types for Single Family forward Mortgages. '
      drafter_attestation: Copied verbatim from HUD Handbook 4000.1 snapshot 8c03836f77f317e1 (IV.A.2) at 2026-05-23.
    promoted_at: '2026-05-23T00:54:47+00:00'
    promoted_from: hud-4000-1-iv-a-2-roundb-v1.yaml
  - id: hud-4000-1-iv-a-2-conveyance-claim-after-foreclosure-or-dil
    canonical_id: hud-4000-1-iv-a-2-conveyance-claim-after-foreclosure-or-dil
    section: HUD Handbook 4000.1 IV.A.2.a — Claim Type 01 Conveyances
    description: |
      [LENDER] may submit a claim after conveyance of a Property to HUD
      through foreclosure or by Deed-in-Lieu (DIL) of Foreclosure under
      Claim Type 01.
    type: do
    audit_question: For every Conveyance claim filed under Claim Type 01, can [LENDER] evidence that title to the Property was conveyed to HUD through foreclosure or by DIL prior to submission?
    program_review: Do the P&Ps ensure a Claim Type 01 conveyance claim is submitted only after title was conveyed to HUD through foreclosure or DIL?
    file_review: Pull Claim Type 01 conveyance claims; confirm title was conveyed to HUD via foreclosure or DIL before submission.
    judgment: false
    feeds: []
    workflow_phase: claims
    owner_role: claims_specialist
    secondary_owner_role: foreclosure_specialist
    cadence: per-conveyance-claim
    consequence: ''
    tags:
      - round-b
      - regulator-direct
      - hud-handbook-4000-1
      - fha
      - claims
      - claim-type-01
      - conveyance
      - promoted
    primary_source:
      tier: 1
      authority: HUD Handbook 4000.1 IV.A.2.a — Claim Type 01 Conveyances
      source_class: hud-handbook-4000-1
      source_url: https://www.hud.gov/hud-partners/single-family-handbook-4000-1
      snapshot_id: 8c03836f77f317e1
      fetched_at: '2026-05-23T00:28:40Z'
      content_hash: sha256:411430f29b13f9b54a2ebb0e6f6e7087ecd2b90d0da22eb0c8c792eaa2d7d0df
      paragraph_quote: 'The Mortgagee may submit a claim after conveyance of a Property to HUD through '
      drafter_attestation: Copied verbatim from HUD Handbook 4000.1 snapshot 8c03836f77f317e1 (IV.A.2.a) at 2026-05-23.
    promoted_at: '2026-05-23T00:54:47+00:00'
    promoted_from: hud-4000-1-iv-a-2-roundb-v1.yaml
_promotion_history:
  - promoted_at: '2026-05-23T00:54:47+00:00'
    candidate_path: obligations\_remediation\_round_b_drafts\hud-4000-1-iv-a-2-roundb-v1.yaml
    candidates_promoted: 2
    candidates_skipped_existing: 0

Verbatim regulatory text (2)

Verbatim provisions from HUD Handbook 4000.1 IV.A.2 — Claim Types — each quote is a verified substring of the regulator-published source snapshot, not retyped. Quoted for reference; this is not legal advice. The operational layer (P&P updates, prompts) lives in the regulation update kits.

HUD Handbook 4000.1 IV.A.2 — Claim Types

Mortgagees may submit the following claim types for Single Family forward Mortgages.

Source: HUD Handbook 4000.1 IV.A.2 — Claim Types · source URL · snapshot 8c03836f77f317e1

HUD Handbook 4000.1 IV.A.2.a — Claim Type 01 Conveyances

The Mortgagee may submit a claim after conveyance of a Property to HUD through

Source: HUD Handbook 4000.1 IV.A.2.a — Claim Type 01 Conveyances · source URL · snapshot 8c03836f77f317e1